I will be honest with you. The first time I tried to make sense of CRISPR classification, I closed the paper with a headache. Roman numerals, capital letters, “Cas” followed by a number, and what seemed like a new name for every protein. Does it really have to be this complicated? The short answer is no. It looks far worse than it is, and once you see the logic behind it, the whole system falls into place.
In this post I will walk through how CRISPR-Cas systems are classified, what the classification is actually based on, and where the famous Cas9 protein fits in. Along the way I will explain every term as we meet it, so you can follow even if you have never opened a microbiology textbook.
A quick bit of history
The story starts in 1987, long before anyone dreamed of gene editing. A Japanese team led by Yoshizumi Ishino was sequencing a gene in Escherichia coli and noticed something odd next to it: short, repeated DNA sequences separated by unique stretches of DNA. Nobody knew what they were for. For years they remained a curiosity, a puzzle sitting quietly in bacterial genomes.
Then the puzzle began to grow. Similar repeats turned up in other bacteria, and in archaea too. In 2002, Ruud Jansen and colleagues gave them the name we use today, CRISPR (clustered regularly interspaced short palindromic repeats), and noticed that a set of genes always travelled alongside them. They called those genes cas, for CRISPR-associated.
The real breakthrough came in 2007. Rodolphe Barrangou and colleagues, working with the yogurt bacterium Streptococcus thermophilus, showed that these repeats act as an adaptive immune system. When a virus that infects bacteria (a bacteriophage, or phage) attacks, the bacterium can save a small piece of the phage DNA between its repeats. That saved piece is called a spacer. Next time the same phage arrives, the bacterium recognizes it and destroys it. A memory of past infections, written into the genome. Beautiful, isn’t it?
After that, the field exploded, and so did the number of different CRISPR systems being discovered. That is exactly why a classification was needed.
How common is CRISPR in the first place?
Before we sort the systems into boxes, a fair question: how many microbes have one? Genome surveys suggest that roughly 40% of sequenced bacterial genomes carry a CRISPR-Cas system, while about 85% of archaea do. Treat these as rough figures. Databases over-represent bacteria that are easy to grow or medically important, while the many bacteria we cannot culture in the lab are under-represented. CRISPR systems are also gained and lost frequently, so even two strains of the same species can differ. And the exact number shifts a little depending on how a survey defines a system, for example whether a lone CRISPR array without cas genes counts.
What is the classification based on?
Every CRISPR-Cas system does three basic jobs.
- Adaptation: capturing new spacers from invaders. This is done by Cas1 and Cas2.
- Processing: turning the CRISPR array into short guide RNAs, called crRNAs.
- Interference: using a guide RNA to find the invader and destroy or disable it.
Cas1 and Cas2 are found in almost every system, so they cannot tell one system from another. Instead, the classification focuses on the interference step, and in particular on the effector module. The effector is the machinery that recognizes the target and deals with it. It is the part that makes each system different.
The classification then works as a hierarchy, like a family tree with three levels.
- Class is decided by the architecture of the effector: is it a team of several proteins or a single large protein?
- Type is decided by a signature gene, one diagnostic cas gene that is found only in that type.
- Subtype is decided by the finer details, such as extra accessory genes, how the genes are arranged in the locus (the stretch of DNA where they sit), and the evolutionary relationships between the proteins, which is called phylogeny.
Wait, is the effector just the cutter?
Mostly, but not quite. The effector does the whole interference job, and that includes finding the target as well as cutting it. In some systems one protein does both. In others, the two jobs are split between different parts.
Think of it this way. In some systems the effector is a Swiss army knife that finds and cuts. In others it is a crew, where some members locate the target and others do the cutting. The cutter is part of the effector, but it is not the whole story.
Class 1: the team players
Class 1 systems use a multi-subunit effector complex, meaning several Cas proteins assemble together into one machine. They make up roughly 90% of CRISPR loci found in nature.
| Type | Signature gene | Target | What to remember |
|---|---|---|---|
| I | Cas3 | dsDNA | The most common type overall. A complex called Cascade finds the target, then Cas3 shreds it. |
| III | Cas10 | RNA, and DNA while it is being transcribed | Works only when the target is being transcribed. Uses small signalling molecules called cyclic oligoadenylates. |
| IV | Csf1 | Not well understood | Rare. Mostly found on plasmids and prophages, and often missing adaptation genes. |
Type I is a lovely example of divided labour. Cascade is the finder: a guide RNA plus several Cas proteins that scan DNA for a match. Once Cascade locks on, it recruits Cas3, a protein that combines a helicase (an enzyme that unwinds DNA) with a nuclease (an enzyme that cuts nucleic acids). Cascade finds, Cas3 shreds. Type I also needs a short motif next to the target called a PAM (protospacer adjacent motif), which helps the system tell invader DNA from the bacterium’s own.
Type III works differently. Its complex recognizes RNA, and the Cas10 subunit makes cyclic oligoadenylate signals that switch on other nucleases such as Csm6. Because it needs the target to be transcribed, it checks that the invader is actively doing something before it strikes.
Class 2: the lone wolves
Class 2 systems use a single, large, multidomain protein that does everything the Class 1 team does. They are only about 10% of loci, but they are the stars of genome editing, precisely because one protein is so much easier to move into another cell than a whole complex.
| Type | Signature gene | Target | What to remember |
|---|---|---|---|
| II | Cas9 | dsDNA | Needs a tracrRNA as well as the crRNA. Blunt cut. Two nuclease domains, HNH and RuvC. |
| V | Cas12 | dsDNA and ssDNA | RuvC nuclease only. Staggered cut. Cas12a needs no tracrRNA. Includes the miniature Cas12f. |
| VI | Cas13 | RNA | Two HEPN domains. Collateral RNA cleavage, which is the basis of SHERLOCK diagnostics. |
A few of those words deserve a plain explanation. A tracrRNA (trans-activating CRISPR RNA) is a second RNA that Cas9 needs, alongside the crRNA, to become active. HNH and RuvC are the two nuclease domains of Cas9: each one cuts one strand of the DNA double helix. HEPN domains are the RNA-cutting parts of Cas13. And collateral cleavage means that after Cas13 finds its target, it keeps chopping up any nearby RNA, which can be harnessed as a detection signal in a diagnostic test.
Where does Cas9 live?
Cas9 is the signature protein of Type II, and Type II is a minority, roughly 5 to 10% of CRISPR-bearing genomes in most surveys. It is essentially a bacterial protein and is very rare or absent in archaea. It turns up mainly in Firmicutes and Proteobacteria, with scattered occurrences in Bacteroidetes, Actinobacteria, Spirochaetes and Cyanobacteria. Even within one genus it is patchy, so having Cas9 in one species tells you little about its relatives.
The subtypes are defined by accessory genes.
- II-A carries Csn2 alongside Cas9. Examples include Streptococcus pyogenes (the source of SpCas9, the workhorse of the lab), S. thermophilus, Staphylococcus aureus (SaCas9), Listeriaand some Lactobacillus and Enterococcus species.
- II-B carries Cas4. Examples include Legionella pneumophila and Francisella novicida.
- II-C has only Cas1 and Cas2 alongside Cas9. It is the most widespread and diverse subtype, found in Neisseria meningitidis, Campylobacter jejuni, Pasteurella multocida, Treponema denticola, Corynebacterium diphtheriae and others.
Why does anyone care about the different versions? Because Cas9 proteins from different species, called orthologs, differ in size and in the PAM they recognize. SpCas9 is about 1,368 amino acids long and recognizes NGG. SaCas9 is smaller, at about 1,053, and recognizes NNGRRT. CjCas9 is smaller still, at about 984. Smaller orthologs are attractive when you need to fit the editor inside a delivery vehicle with limited space, such as an AAV (adeno-associated virus).
A simple way to remember it all
If the Roman numerals still feel slippery, try this.
- Class tells you one protein or many.
- Type is decided by a CRISPR system’s signature protein. A CRISPR system with Cas3 is Type I, one with Cas9 is Type II, one with Cas10 is Type III, one with Csf1 is Type IV, one with Cas12 is Type V, and one with Cas13 is Type VI.
- Subtype is the letter after the numeral, such as II-A or II-C, and it tells you which variant, mainly from the accessory genes.
And a handy shortcut for spotting Type II: if the system needs a tracrRNA, you are probably looking at Cas9 and not Cas12.
The classification keeps growing
This is not a finished map. Class 2 effectors appear to have evolved from nucleases carried by mobile genetic elements. Cas12, for example, is thought to descend from TnpB-like proteins found in transposons (jumping genes). Each time researchers discover a new family of these proteins, the classification has to stretch to fit it. The 2020 update recognized 2 classes, 6 types and 33 subtypes, and those numbers have likely moved since. More types have since been proposed, which tells you how much of the microbial world is still unexplored.
Why this matters for you
If you work in a lab, or are heading towards one, this classification is more than trivia. It explains why Cas9 needs a tracrRNA and Cas12a does not. It explains why Cas13 is used for RNA detection while Cas9 is used for DNA editing. And it points to where the next generation of tools might come from: the small, strange and little-studied systems sitting in the bacteria we have not yet learned to grow.
Watch the video
Prefer to see it explained? The Adwoa Biotech YouTube channel has a video on the basics of CRISPR-Cas9, covering the history, guide RNAs, PAM sequences and the sickle cell example. https://youtu.be/VlbGQiB83-Y?si=0gnpCu2gmcYZN0cR
Key takeaways
- CRISPR-Cas systems are classified mainly by their effector module, the machinery that recognizes and deals with the target.
- Class 1 uses a multi-subunit complex (Types I, III, IV). Class 2 uses a single protein (Types II, V, VI).
- The type is set by a signature gene, and the subtype by accessory genes, locus organization and phylogeny.
- Cas9 is the signature protein of Type II, found in a minority of CRISPR-bearing bacteria.
- The effector is the whole interference machinery, not just the cutter.
References
Barrangou, R., Fremaux, C., Deveau, H., Richards, M., Boyaval, P., Moineau, S., Romero, D. A., & Horvath, P. (2007). CRISPR provides acquired resistance against viruses in prokaryotes. Science, 315(5819), 1709-1712. https://doi.org/10.1126/science.1138140
Ishino, Y., Shinagawa, H., Makino, K., Amemura, M., & Nakata, A. (1987). Nucleotide sequence of the iap gene, responsible for alkaline phosphatase isozyme conversion in Escherichia coli, and identification of the gene product. Journal of Bacteriology, 169(12), 5429-5433. https://doi.org/10.1128/jb.169.12.5429-5433.1987
Jansen, R., van Embden, J. D. A., Gaastra, W., & Schouls, L. M. (2002). Identification of genes that are associated with DNA repeats in prokaryotes. Molecular Microbiology, 43(6), 1565-1575. https://doi.org/10.1046/j.1365-2958.2002.02839.x
Makarova, K. S., Haft, D. H., Barrangou, R., Brouns, S. J. J., Charpentier, E., Horvath, P., Moineau, S., Mojica, F. J. M., Wolf, Y. I., Yakunin, A. F., van der Oost, J., & Koonin, E. V. (2011). Evolution and classification of the CRISPR-Cas systems. Nature Reviews Microbiology, 9(6), 467-477. https://doi.org/10.1038/nrmicro2577
Makarova, K. S., Wolf, Y. I., Iranzo, J., Shmakov, S. A., Alkhnbashi, O. S., Brouns, S. J. J., Charpentier, E., Cheng, D., Haft, D. H., Horvath, P., Moineau, S., Mojica, F. J. M., Scott, D., Shah, S. A., Siksnys, V., Terns, M. P., Venclovas, C., White, M. F., Yakunin, A. F., ... Koonin, E. V. (2020). Evolutionary classification of CRISPR-Cas systems: A burst of class 2 and derived variants. Nature Reviews Microbiology, 18(2), 67-83. https://doi.org/10.1038/s41579-019-0299-x
Shmakov, S., Smargon, A., Scott, D., Cox, D., Pyzocha, N., Yan, W., Abudayyeh, O. O., Gootenberg, J. S., Makarova, K. S., Wolf, Y. I., Severinov, K., Zhang, F., & Koonin, E. V. (2017). Diversity and evolution of class 2 CRISPR-Cas systems. Nature Reviews Microbiology, 15(3), 169-182. https://doi.org/10.1038/nrmicro.2016.184
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